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Global Broker Regulation & Inquiry App
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All Regulators

The Financial Industry RegulatoryAuthorityFINRA

Financial Crimes Enforcement NetworkFinCEN

National Futures AssociationNFA

Securities and Futures Commission of Hong KongSFC

Australia Securities & Investment CommissionASIC

Financial Services AgencyFSA

Financial Conduct AuthorityFCA

National Commission for Companies and the Stock ExchangeCONSOB

Central Bank of RussiaCBR

Cyprus Securities and Exchange CommissionCYSEC

Federal Financial Supervisory AuthorityBaFin

The Autorité des Marchés FinanciersAMF

China Financial Futures ExchangeCFFEX

Swiss Financial Market Supervisory AuthorityFINMA

Financial Markets AuthorityFMA

The Chinese Gold & Silver Exchange SocietyCGSE

National Bank of the Republic of BelarusNBRB

Financial Sector Conduct AuthorityFSCA

Taipei ExchangeTPEx

Securities and Futures BureauSFB

Canadian Investment Regulatory OrganizationCIRO

Central Bank of IrelandCBI

Bank of LithuaniaLB

Securities and Exchange CommissionSEC

BANQUE DU LIBANBDL

Monetary Authority of SingaporeMAS

Mwali International Services AuthorityMISA

Czech national bankCNB

The Securities Commission MalaysiaSCM

Labuan Financial Services AuthorityLFSA

Comisión Nacional del Mercado de valoresCNMV

Jakarta Futures ExchangeJFX

Securities and Commodities AuthoritySCA

The Financial Services CommissionFSC

Malta Financial Services AuthorityMFSA

Abu Dhabi Global MarketADGM

Dubai Financial Services AuthorityDFSA

Badan Pengawas Perdagangan Berjangka Komoditi Kementerian PerdaganganBAPPEBTI

Capital Markets Authority LEBANONCMA

The Israel Securities AuthorityISA

Indonesia Commodity and Derivatives ExchangeICDX

Portuguese Securities Market CommissionCMVM

Vanuatu Financial Services CommissionVFSC

The Securities Commission of The BahamasSCB

Cayman Islands Monetary AuthorityCIMA

Financial Services CommissionFSC

Financial Transactions and Reports Analysis Centre of CanadaFINTRAC

The Capital Market CommissionSCMN

British Virgin Islands Financial Services CommissionFSC

Anjouan Offshore Finance AuthorityAOFA

The Financial Supervision AuthorityFSA

Polish Financial Supervision AuthorityKNF

Securities and Exchange Regulator of CambodiaSERC

Financial Services AuthorityFSA

The Seychelles Financial Services AuthorityFSA

The Astana Financial Services AuthorityAFSA

Financial Supervisory ServiceFSS

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Selected Conditions
Taipei ExchangeTPEx
Reset
member 18
information disclosure 0
Regulated

SinoPac

Hong Kong 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanRegulated in Hong KongDealing in securitiesDealing in futures contractsMedium potential risk

Regulatory License Number:Unreleased

7.76
Score
Regulated

KGI FUTURES

China 5-10 years
TPEx Dealing in futures contracts & Leveraged foreign exchange trading
Regulated
Regulated in TaiwanDealing in futures contracts & Leveraged foreign exchange trading

Regulatory License Number:Unreleased

7.72
Score
Regulated

Fubon Securities

Hong Kong 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securities

Regulatory License Number:Unreleased

7.64
Score
Regulated

The Capital Group

Taiwan 5-10 years
TPEx Dealing in futures contracts & Leveraged foreign exchange trading
Regulated
Regulated in TaiwanDealing in futures contracts & Leveraged foreign exchange tradingMedium potential risk

Regulatory License Number:Unreleased

7.31
Score
Regulated

Yuanta Futures

Taiwan 5-10 years
TPEx Dealing in futures contracts & Leveraged foreign exchange trading
Regulated
Regulated in TaiwanDealing in futures contracts & Leveraged foreign exchange tradingMedium potential risk

Regulatory License Number:Unreleased

7.30
Score
Regulated

Cathay Futures

Taiwan 5-10 years
TPEx Dealing in futures contracts & Leveraged foreign exchange trading
Regulated
Regulated in TaiwanDealing in futures contracts & Leveraged foreign exchange tradingMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

HUA NAN SECURITIES

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

First Securities

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

Taishin Securities

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

MasterLink Securities

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

Oriental Securities Corporation

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

E.SUN Securities

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.25
Score
Regulated

Mega Securities

Taiwan 5-10 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.24
Score
Regulated

CTBC SECURITIES

Taiwan 2-5 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.15
Score
Regulated

IBF Securities

Taiwan 2-5 years
TPEx Dealing in securities
Regulated
Regulated in TaiwanDealing in securitiesMedium potential risk

Regulatory License Number:Unreleased

7.15
Score
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