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Global Broker Regulation & Inquiry App
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All Regulators

The Financial Industry RegulatoryAuthorityFINRA

Financial Crimes Enforcement NetworkFinCEN

National Futures AssociationNFA

Securities and Futures Commission of Hong KongSFC

Australia Securities & Investment CommissionASIC

Financial Services AgencyFSA

Financial Conduct AuthorityFCA

National Commission for Companies and the Stock ExchangeCONSOB

Central Bank of RussiaCBR

Cyprus Securities and Exchange CommissionCYSEC

Federal Financial Supervisory AuthorityBaFin

The Autorité des Marchés FinanciersAMF

China Financial Futures ExchangeCFFEX

Swiss Financial Market Supervisory AuthorityFINMA

Financial Markets AuthorityFMA

The Chinese Gold & Silver Exchange SocietyCGSE

National Bank of the Republic of BelarusNBRB

Financial Sector Conduct AuthorityFSCA

Taipei ExchangeTPEx

Securities and Futures BureauSFB

Canadian Investment Regulatory OrganizationCIRO

Central Bank of IrelandCBI

Bank of LithuaniaLB

Securities and Exchange CommissionSEC

BANQUE DU LIBANBDL

Monetary Authority of SingaporeMAS

Mwali International Services AuthorityMISA

Czech national bankCNB

The Securities Commission MalaysiaSCM

Labuan Financial Services AuthorityLFSA

Comisión Nacional del Mercado de valoresCNMV

Jakarta Futures ExchangeJFX

Securities and Commodities AuthoritySCA

The Financial Services CommissionFSC

Malta Financial Services AuthorityMFSA

Abu Dhabi Global MarketADGM

Dubai Financial Services AuthorityDFSA

Badan Pengawas Perdagangan Berjangka Komoditi Kementerian PerdaganganBAPPEBTI

Capital Markets Authority LEBANONCMA

The Israel Securities AuthorityISA

Indonesia Commodity and Derivatives ExchangeICDX

Portuguese Securities Market CommissionCMVM

Vanuatu Financial Services CommissionVFSC

The Securities Commission of The BahamasSCB

Cayman Islands Monetary AuthorityCIMA

Financial Services CommissionFSC

Financial Transactions and Reports Analysis Centre of CanadaFINTRAC

The Capital Market CommissionSCMN

British Virgin Islands Financial Services CommissionFSC

Anjouan Offshore Finance AuthorityAOFA

The Financial Supervision AuthorityFSA

Polish Financial Supervision AuthorityKNF

Securities and Exchange Regulator of CambodiaSERC

Financial Services AuthorityFSA

The Seychelles Financial Services AuthorityFSA

The Astana Financial Services AuthorityAFSA

Financial Supervisory ServiceFSS

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Selected Conditions
Labuan Financial Services AuthorityLFSA
Reset
member 42
information disclosure 0
Regulated

AIMS

Australia 5-10 years

Benchmark

D

LFSA Straight Through Processing(STP)
Regulated
Regulated in AustraliaRegulated in MalaysiaMarket Making(MM)Straight Through Processing(STP)

Regulatory License Number:MB/17/0017

8.49
Score
Regulated

LIRUNEX

Marshall Islands 5-10 years

Benchmark

AA

LFSA Straight Through Processing(STP)
Regulated
Regulated in FranceRegulated in CyprusRegulated in MalaysiaRegulated in SpainStraight Through Processing(STP)Retail Forex LicenseMedium potential risk

Regulatory License Number:MB/20/0050

7.92
Score
Regulated

NCM

Kuwait 5-10 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in United KingdomRegulated in United Arab EmiratesRegulated in MalaysiaInstitution Forex LicenseRetail Forex LicenseStraight Through Processing(STP)Medium potential risk

Regulatory License Number:MB/22/0092

7.63
Score
Regulated

J.P. Morgan

Hong Kong Above 20 years
LFSA Market Making(MM)
Regulated
Regulated in Hong KongRegulated in MalaysiaDealing in futures contractsMarket Making(MM)

Regulatory License Number:Unreleased

7.58
Score
Regulated

Hirose Financial

United Kingdom 10-15 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in United KingdomRegulated in MalaysiaStraight Through Processing(STP)Medium potential risk

Regulatory License Number:MB/15/0006

7.34
Score
Regulated

MUFG

Japan Above 20 years
LFSA Market Making(MM)
Regulated
Regulated in United KingdomRegulated in MalaysiaMarket Making(MM)High potential risk

Regulatory License Number:Unreleased

7.25
Score
Domestic Regulation

Doo Prime

Singapore 5-10 years

Benchmark

AA

LFSA Straight Through Processing(STP)
Regulated
Regulated in SeychellesRegulated in MalaysiaRegulated in United StatesRegulated in VanuatuRegulated in AustraliaRetail Forex LicenseStraight Through Processing(STP)Financial ServiceInvestment Advisory LicenseHigh potential riskOffshore Regulated

Regulatory License Number:MB/23/0108

7.02
Score
Regulated

EC Investment Bank

Malaysia 2-5 years
LFSA Market Making(MM)
Regulated
Regulated in MalaysiaMarket Making(MM)Medium potential risk

Regulatory License Number:090099BI

5.99
Score
Regulated

uTrada

Hong Kong 5-10 years

Benchmark

C

LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:MB/19/0042

5.75
Score
Regulated

Maxain

Hong Kong 5-10 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:MB/23/2017

5.74
Score
Regulated

Ngel Partners

Malaysia 5-10 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:MB/20/0048

5.68
Score
Regulated

Belfrics

Malaysia 5-10 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:Unreleased

5.67
Score
Regulated

Antos Pinnacles

Malaysia 2-5 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:MB/20/0053

5.62
Score
Regulated

Tradeview

Cayman Islands 5-10 years

Benchmark

A

LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaRegulated in Cayman IslandsStraight Through Processing(STP)Common Financial Service LicenseSuspicious OverrunMedium potential riskOffshore Regulated

Regulatory License Number:MB/19/0037

5.57
Score
Regulated

Exfor

Malaysia 2-5 years
LFSA Straight Through Processing(STP)
Regulated
Regulated in MalaysiaStraight Through Processing(STP)

Regulatory License Number:MB/22 / 0099

5.56
Score
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