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Wedbush
United States|5-10 years| https://www.wedbushfutures.com
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Rating Index
Influence
Influence
D
Influence index NO.1
Japan 2.39Surpassed 15.40% brokers
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Single Core
1G
40G
Contact number
+1 312.786.1930
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Wedbush Futures
Wedbush
United States
Pyramid scheme complaint
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- It has been verified that this broker currently has no valid regulation. Please be aware of the risk!
- The United StatesNFA regulation (license number: 0086156) claimed by this broker is suspected to be clone. Please be aware of the risk!
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NewsWedbush Securities Inc. Settles for $350,000 Fine with FINRA Over Unauthorized Wire Transfers
Wedbush Securities Inc. has settled with FINRA for a $350,000 fine after a cyber fraud incident involving unauthorized wire transfers of over $6.6 million. The breach, occurring between January 27 and February 4, 2021, was due to a hacked email of a representative from a correspondent firm. FINRA's investigation highlighted Wedbush's failure in due diligence and verification processes. The firm has since reimbursed affected customers, updated its supervisory procedures, and committed to enhanced cybersecurity measures to protect client assets.
WikiFXNewsFINRA Penalties And Regulation SHO Breaches At WEDBUSH Securities
Wedbush Securities, Inc. violated Regulation SHO Rules 204(a), (b), and (c) and FINRA Rule 2010 by failing to timely close out 2,056 fail-to-deliver positions as required by Rule 204(a), failing to place securities in the "penalty box" as required by Rule 204(b), and failing to comply with the notice requirement of Rule 204(c).
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