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Global Broker Regulation & Inquiry App
The Securities Commission Malaysia
Year 1993Regulated by Government
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market. Our mission is "to promote and maintain fair, efficient, secure and transparent securities and derivatives markets; and facilitate the orderly development of an innovative and competitive capital market".
Disclose broker
Disclosure summary
- Disclosure matching Website matching
- Disclosure time 2023-01-01
- Reason for punishment Carrying on unlicensed capital market activities of dealing in securities
Disclosure details
INVESTOR ALERT LIST
"This section contains the list of unauthorised websites, investment products, companies and individuals.
This list includes: Persons carrying on or hold himself out as carrying on the following regulated activities without a licence from the SC: Dealing in securities; Dealing in derivatives;Fund management; Advising on corporate finance; Investment advice; Financial planning; and Dealing in private retirement schemes.
Persons operating a recognised market without authorisation. Persons issuing or offering securities without approval, authorisation or recognition. Persons misusing SC’s logo and misrepresenting the SC. "
Windsor Brokers
N/A
https://en.windsorbrokers.com/ | https://www.facebook.com/WindsorBrokers/
2023
Carrying on unlicensed capital market activities of dealing in securities
Annex
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